Founder at londonyimby.org and yimbyalliance.org • personal blog on how to improve policy and government at ziggurat.substack.com • twitter.com/johnrmyers
John_Myers
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Many individuals are not subject to the same tight resource constraints of the NHS, so I don’t understand why we wouldn’t expect a fraction of individuals to be willing to deploy their own resources to pay for a booster? The efficient frontier for them is simply different.
This is a fascinating piece. I would be keen to read more on various aspects and see what research could be carried out. If the GDP impact estimates are correct, crime might cause even more loss of welfare in the US than is caused by housing shortages.
Thank you for your comment. I agree we could have said ‘many efforts to improve policy in the last 50 years have succeeded’. However, given our substantive analysis of the Bill, I think we would have ended up with the same concerns about its potential outcomes. In view of the impression that some people who do not work in policy or government seem to have that attempts to improve policy generally or always move things in the intended direction, we thought it helpful to highlight the risk of unintended consequences. The alternative formulation would not have made that point as clearly.
I can’t speak for the Twitter author you mention but I think our comment about quangos was primarily intended to add a minor element of humour to lighten a very long piece. I apologize if that was a poor choice on our part. Quangos were extensively joked about in the old UK television series and book Yes Minister.
My personal view about the quango (the Commission) suggested in the Bill is that without substantial revision it risks doing net damage. I certainly agree that some forms of quango may be useful, although I think it is often difficult to design them to ensure that the benefits exceed the costs. It would be great if the next quango proposed generates much greater consensus that the proposal is likely to be net beneficial.
I think it is likely that even if you and I can’t come up with improvements (although I suspect we can), a broader number of people getting involved could improve on the core ideas – looking forward to working on it together!
Thank you Nathan—this is extremely interesting.
I have an open mind on that. I think it’s an empirical question and it depends partly on how it is done. I could envisage many circumstances where a mechanism allowing someone purportedly to speak for future generations could in fact harm those future generations.
Thank you, I think that’s very constructive.
Where I would slightly disagree is that I don’t agree that every mechanism to give future generations’ interests more of a voice need necessarily result in more costs or red tape for any change. It may be possible to construct mechanisms that give them more of a voice for positive change. (The analogy here would be street votes.) We could see the “three lines of defence” proposals as an example of that. I think it would be good to see if we can find more of those mechanisms.
Thank you Haydn. I agree about the base rate for PMBs. They can get attention from the Government –in particular as I think you know this one was designed by us to be acceptable to the Government, and the Secretary of State said that it was ‘cracking’ and that he was keen to ‘steal all of the ideas in it’. https://bills.parliament.uk/bills/3047
So I recognize that general campaigning is also a valid use of PMBs in general.
As you know I’m very keen to work collaboratively on possible approaches to getting more longtermist perspectives in government.
Thank you Haydn! These are very constructive comments.
To respond briefly:
3. I am not primarily focused on what the Bill’s intentions are, but on the overall likely outcomes from its presentation and enactment. In our view there is a substantial chance that the Bill as currently drafted would overall damage welfare if passed in its current form. We agree the chance of that happening is almost zero, but there may be future Bills. I have a weaker view on the effect of the Bill as a campaigning tool but I still have substantial concerns given the presence of a number of potentially harmful but potentially popular provisions in it.4. I too prefer for a non-partisan approach. However we think there is negligible chance of this Government supporting it – I understand the Government has indicated it does not support the Bill – and only a small chance of a future Conservative government supporting it. I think the Bill would need to be drastically revised to give it a good chance of support by a Conservative government.
5. As we said, I agree that something in the direction of the ‘three lines of defence’ approach to risks could be very helpful, and that it would be very helpful to work on future sector-specific approaches in other sectors and better forecasting and risk identification in general.
Many thanks for the thoughtful and constructive response. I agree with many of your comments.
(First, I note that our published text does not include the sentence you quoted:
We think the base rate is that most efforts to improve governance have ended in failure or worse
Instead it says this:
Ultimately, we think the base rate is that many efforts to improve policy in the last 50 years have ended in failure or worse.
We agreed with your comments on that and amended accordingly before publishing. Thank you again for giving them.)
Responding to your two main points in reverse order:
This draft of the bill makes much more sense when you see it as a campaigning tool, a showcase of ideas. This is a private members bill (PMB). PMBs are primarily campaigning techniques to build support and spark debate. It will not be passed through parliament (in its current form).
1. We did not intend to criticize the Bill as a campaigning device. We intended to express doubts that it should be enacted, and it seems there is more consensus on that than we thought. We expressly said that we never meant to criticize anyone’s actions. And we agree with you about the minimal likelihood of this particular Bill being enacted, although that does not prevent it being the basis of a subsequent bill, so it still matters what the Bill contains and whether those provisions should become law.
2. However, even as a campaigning device, it would be helpful to know what elements of the Bill have won support. Has it built more support for workable and beneficial measures, or for a range of populist measures that will be harmful? We do not have the data to judge but given the weight of the latter in the draft, I am concerned.
If the counterfactual to this Bill is no Bill, I think my view (with considerably lower confidence than on the enactment question) is that no Bill may on balance have been better, insofar as it may create or reinforce unhelpful Schelling points for damaging ideas. That relates to my doubts about the substantive theory of change:
None of the criticisms in the post really pertain to the core elements of the bill. The theory of change for the bill is: government doesn’t make long term plans > tell government to make long term plans (i.e. set a long term vision and track progress towards it) > then government will make long term plans. This approach has had research and thought put into it.
Again, let me stress that I highly welcome the ends and I am keen to discuss more about how to achieve them. My sole concern is with this particular theory of change.
1. If we are looking at the Bill as legislation then what the ‘core elements of the bill’ are could have different meanings. In this regard we prefer to look at likely outcomes rather than intentions. There are many other elements of the Bill that we think would likely make the Bill net damaging to welfare if enacted as law.
2. I strongly support long term planning by the Government, so long as it is done with nearly enough epistemic humility. It is not true that the Government doesn’t make long term plans. There are many sectors where the Government does make or has made long term plans. At present, they are often extraordinarily badly designed.
a. For example, since the 1930s the Government has planned in one way or another to try to push against economic gravity (agglomeration effects) to drive jobs away from higher productivity areas of the country, at enormous costs to welfare. I wrote a casual summary of some such attempts here.
b. The planning system in general attempts to forecast ‘need’ and various other metrics in at least the medium term, and in the cases of some infrastructure for the long term. Those forecasts are often circular, not least because the population movements will partly depend upon the amount of housing and other infrastructure that gets built.
c. The negative effects caused by the bad design of the current planning system have, I estimate, probably damaged welfare per head by at least 10%, while increasing pollution and inequality, among many other problems, as my co-authors and I wrote about here.
d. The Government makes long term plans for infrastructure, of which HS2 is one of the largest examples. While I strongly support building infrastructure in general, I have profound concerns about whether HS2 itself is the best use of the many scores of billions of pounds that will be spent on it.
e. The Government makes long term plans for defence. But I have seen private estimates that the UK’s defence capabilities if attacked are vastly less strong than is assumed by the Government.
f. In relation to the specific institutions you name in the excerpt you quote, I agree IPA may have helped (although we need to do better: infrastructure planning in the UK in general is still worse than many other European countries). But the BoE has for decades provided banks with a range of implicit subsidies. As a result, the banks have eye-watering degrees of leverage and are still profoundly unstable, risky and rent-laden. The BoE has not ensured any plausible plans to resolve major banks in the event of a financial crisis to avoid the necessity of yet another bailout to prevent the collapse of the financial system.
Insofar as the institutions you mention have been helpful, it is worth noting that they are sector-specific. I think there is substantial risk that any general, non-sector-specific Government long-term plans may end up having effects as disastrous as those of the Barlow Report.
So in general I think the Government as currently made up seems (a) lacking in epistemic humility, (b) not good at picking tractable areas in which to make long term plans, and (c) frequently incapable of competently executing on them.
Therefore I think that getting the Government as currently formed to select and act on long term plans, unless the subjects of those long term plans are very carefully guided, could be highly damaging to the welfare of future generations, at least if we look at the long term plans that it has previously created and executed upon that have had the most economic impact over the last 50 years.
So I think there is considerable risk that wellbeing goals set through public consultation will be unattainable or even outright damaging. Goals set by UK governments often seem to be pure responses to short-term electoral or populist incentives and frequently are not even as rational as that.
Response to specific points
I agree that the analysis done in advance of the Bill has been thoughtful and I welcome it. However I think we need to go much deeper to get any confidence about likely outcomes. Mushtaq Khan might be a good place to start in analysing what would be workable given existing UK institutions, and I think his papers illustrate the depth of analysis that it would be useful to have. I welcome your interest in sector-specific approaches and I think there is scope for an enormous amount of progress here.
ConclusionI would welcome trials of this approach, despite many historically disastrous attempts at long term planning by the UK Government, but the proposals for long term planning in this Bill seem to be a proposal for implementation rather than a trial. I would prefer a trial to be conducted on some selective basis so that we can measure the counterfactual. We could try selecting different sectors, or we could try imposing such requirements on a random selection of mayors, for example. We might also do more in depth study of the many disastrous attempts at long-term planning that the UK Government has previously undertaken, and attempt to build in legislative safeguards against as many of those cases as possible before seeking implementation. But, as I said above, I think a sectoral approach to getting more long-term perspectives and actions in government may be much more productive.
Again, I think you for all your work on this and for the constructive feedback, and I am pleased that we agree on many goals. I hope we can continue this discussion and would welcome collaboration.
It’s an excellent question. Yes, I think we agree. In general I think sunlight can be a great disinfectant. If external validators’ views were published then it would be easier to create pressure to improve the organisation that is doing bad work. We could also look at creating incentives for the organisation and individuals within the organisation to achieve better results as measured against the views of external validators.
Thank you very much for your response! I agree that there is a risk of capture and drift with any institution. I also agree with your point that the difference with institutions specifically mandated to deal with extreme risks is that those risks and metrics can be more precisely defined. As we say, I don’t think those lines of defence proposals are complete. It may also be possible, for example, to have external prediction markets or other external validation such as paid forecasters or ‘red teams’ to monitor their performance. I suspect we could perhaps define large buckets of risk with enough accuracy to allow that sort of external monitoring.
It’s much harder to envisage how that could be done for a much more general goal, and indeed the Bill does not attempt to do that in advance – but sadly I don’t have much confidence that its suggested process for selecting such goals would make it easy to create external institutions to accurately monitor performance.
Sorry! Thank you very much for the explanation.
Thank you for the thoughtful response! I agree with you. It’s certainly not my view that EAs should focus solely on researching how they could improve the Civil Service and politics. I agree that there are many other legislative, fiscal and other ideas that could be pursued to make government analysis more long term and better. We do point to the ‘three layers’ proposal against x-risk as potentially promising (and indeed the step in that direction is one of the best parts of the Bill in my view, although I think it needs to be improved). We agree that substantial resources should be focused on investigating new lines of approach. I’m afraid we don’t have developed suggestions on what those should be, sorry – and as we say the answers may have to be highly sector-specific – but one of our hopes is that this will encourage more attention on that.
‘Many’ was carefully chosen not to imply more than half—perhaps very substantially less, depending on the metric. I started this analysis by assuming a base rate of less than half, but then updated my view based on granular analysis of the proposed Bill language and what we have been able to learn about the theory of change.
Thank you for your question! I’m mainly suggesting 2. Some of those changes should enable negotiation to allow majority votes to bring forward development that would be almost inconceivable under current zoning systems, because of veto players. There’s a detailed example of a policy we are working on in England here: https://forum.effectivealtruism.org/posts/Aof6xs2jqfhEbJSxt/cause-area-uk-housing-policy
Thanks John! We are still getting encouraging signals from the current regime that they would like to take this on, and I am not aware of significant political opposition within the Conservative party; on the contrary, street votes seem to be broadly supported. Their last attempt at planning reform was always going to be deeply controversial because, unlike street votes, it was not designed to be as politically palatable as possible. I cannot say I was surprised that it ran into difficulties.
Street votes are vastly less controversial, because they have gone through years of design changes based on feedback from those most likely to oppose, and considerable work on framing and coalition building. There is still a strong impetus within government for planning reform of some kind. I think any such reform is likely to be included in a wider bill on Levelling Up, and will deliberately be presented in a conciliatory way, not in the contentious fashion that was found in the White Paper.
The key point I think is that this is very much not a non-zero sum game, and the details of the attempted strategy matter hugely. Most analysis misses that fundamental point.
In short, I think there is still good hope. To answer your question, yes Labour could also take this on if it has not happened before the next election. We have listed the current wide coalition of support including Labour and social housing voices at yimbyalliance.org/streetplans. Street votes are now also supported by over 25 Conservative MPs, not all of them listed there. Another paper in similar vein will be published later this month, again with a wide range of endorsements.
Thank you for posting this Peter. I agree that the uptake for street votes is likely to be low. (This may be like cryonics, where those who opt for cryonics assign a lower probability to cryonics being successful than those who do not.) I would highlight two things: (a) the fact that the Strong Suburbs report models enormous housing production from an uptake rate of only a few percent, and (b) the enormous, life-changingly large incentives to take up street votes—literally over a million pounds per household in some cases. I have spoken to over a hundred homeowners who are interested. I agree that many comfortable middle class families will not want to be disturbed. But some of those in more difficult circumstances may find the large incentives very appealing.
George mentions the London YIMBY brand but it is worth noting that the broader YIMBY Alliance campaign is a cross country campaign and is highly supportive of street votes. There have been endorsements from politicians from a wide range of areas, in different parties.
I agree with that Stephen. I might nuance it to say that there have not been such campaigns to promote policies that are optimised for political achievability.
This is directionally correct and is a known result in the political economy literature. Analogous techniques have been used in a range of contexts to overcome collective action problems. There is more detail in e.g. this book and my general overview here: https://forum.effectivealtruism.org/posts/o8TfAbYgDGKbeu6Da/vetocracy-reduction-and-other-coordination-problems-as