Takes from staff at orgs with leadership that went off the rails
I spoke with some people who worked or served on the board at organizations that had a leadership transition after things went seriously wrong. In some cases the organizations were EA-affiliated, in other cases only tangentially related to the EA space.
This is an informal collection of advice the ~eight people I spoke with have for staff or board members who might find themselves in a similar position. I bucketed this advice into a few categories below. Some are direct quotes and others are paraphrases of what they said. All spelling is Americanized for anonymity.
Iâm sharing it here not because I think itâs an exhaustive accounting of all types of potential leadership issues (itâs not) or because I think any of this is unique to or particularly prevalent in or around EA (I donât). But I hope that itâs helpful to any readers who may someday be in a position like this. Of course, much of this will be the wrong advice if youâre dealing with a problem thatâs more like miscommunication or differences of strategy than outright corruption or other unethical behavior.
Written policies
âAnnual self-review [by the CEO] to the board, performance reviews of CEOâs reports + feedback for the CEO shared with the board, official routinized channel for making major complaints to the board. More informally, I feel like having more of a âwe do things by the bookâ /â âwe do all the normal tech company best practices for managementâ goes a long way. Also being formal and quite cautious about conflicts of interest.â
Maybe there should be a policy that if you have a problem with your manager or with org leadership, hereâs this alternate person you go to (HR, external HR consultant, board).
One person from an org where the leader was treating staff badly said they had whistleblowing policies on the books, but it was hard to use them against the leader because the leader had control of the process.
Maybe policies would have helped, if theyâd had more teeth. Like the board must do x and y substantive things, here are minimum standards for what that will look like, this kind of report would need to be reviewed. But they had some of that and it didnât help.
âIf you are cofounding an organization, have an agreement about what happens if you have irreconcilable disagreements with your cofounders. Every single startup advice book tells you to do this, and nobody does it because they think they are special, but you arenât special. Even if your cofounder is your best friend and you are perfectly value-aligned, you should still have an agreement about handling irreconcilable disagreements.â
Role of board /â advice for board
Prioritize fixing culture proactively. When you can see the organization fracturing or employees are saying the culture is bad, board members should take it seriously. Not sure what kind of interventions would be best, maybe mediation between employees who arenât getting along.
Having a good policy about how staff are treated is only useful if you carry it out. Itâs useless if nobody actually investigates problems.
At one org, the leader arranged things so important decisions were made in informal discussions before going to the actual board. The board rubber-stamped things, wasnât providing independent oversight. It was worse because some board members were staff.
Where some board members are uninvolved, the leader doesnât even need to hide things from them â they just wonât notice.
At one org, multiple staff members thought the board could have prevented the problem if theyâd run a proper hiring round for the leader earlier rather than making hasty internal appointments.
âHave a board thatâs actually capable of doing stuff, and board members who are willing to burn bridges in order to get the right CEO in place.â
Itâs important to have capable boards. Some of what theyâve seen go wrong involved incompetent board members. âI think we should give a lot less weight to COI considerations when appointing board members, and more weight to actual skills.â
âI think itâs quite important to have one person who is point person on the issue. Preferably they should have experience with firing people and working with lawyers.â
âHave a good lawyer on retainer that is âthe boardâs lawyerâ and not in the CEOâs reporting line â good but Iâm not sure itâs always cost-justified.â
âProbably you should actively be checking in with the leader/âgiving them performance reviews etc. If you hear mild bad things, then itâs especially important to begin, including building up a paper trail.â [Note from Julia that this is a common recommendation in general for any leader, not only when you think leadership may be corrupt.]
âBe aware of things that will make it harder to get rid of the leader, and try to mitigate them.
Things like:
They have dirt on you
Theyâre in the UK (or other places with restrictive labor laws, generally Europe I think)
Possible mitigations:
Be more careful/âcircumspect with people, even if you initially trust them, so that they have less dirt on you.
If you think you might need to fire someone, itâs especially important to begin doing management check-ins, performance reviews, and documenting everything.
Get legal advice early.â
âItâs annoying to do all of the above, but itâs much more annoying to end up in a situation where you have to fire them but youâre badly prepared.â
âBe especially careful of people with dark triad traits, probably just get rid of them as soon as possible.â
âBe really cautious about people who give off manipulative/âinsincere/âMachiavellian vibes. These people can be incredibly destructive.â
Survey staff (anonymously, with results going straight to the board)
When youâre a board member you get info mostly from the ED, and it can be hard to figure out whatâs actually going on. Donât be afraid to investigate when you get tidbits that donât match your picture.
Try to build trusting relationships with a range of key staff â this makes it more likely theyâll raise issues to you.
âProbably trust your gut more when things seem to be going wrong.â
Advice for staff
âTalk to each other: other people might have similar concerns. Build friendships with your colleagues in order to build the trust that you might need to do this.â
âGiven the scary situation youâre in, itâs probably unusually hard to figure out whatâs really going on. Unfortunately, itâs especially important to be accurate if your claims are going to form the basis of important, difficult decisions.â
âIf you find yourself seeming to be in a very improbable situation, itâs likely that if youâre not in the situation you think youâre in (at least not exactly, but maybe not at all).
At one org, the leader had subtle control of internal information flow. The leader arranged things so they controlled who talked to whom in what context. Key staff had grievances or concerns about the leader, but didnât realize for a long time other people also had concerns. The leader prevented that conversation from happening for a long time.
The person heard of another org where staff held a meeting to collect feedback for a project leader without that leader present. Maybe this would have helped
âTalk to other people you trust about your concerns, find a board member you trust, tell them your concerns. If you can find multiple people who feel the way you do, I think your odds of success with the board are better.â
âTruthful gossip: toxic leaders often try to control the flow of information, and gossip networks can fix that. The EA community should have stronger norms that are in favor of informal gossip networks that
1) are very careful to convey information accurately (avoiding telephone game effects) and
2) are focused on information relevant to assessing whom to trust (rather than e.g. peopleâs private love life or whatever).â
âI had this very specific feeling during [time period] of feeling kind of crazy, gaslit, thinking that arguments started and stopped making sense depending on who I was talking to. I think thatâs a sign that something really bad is going on. Iâm not sure how to communicate the feeling, but I think that I should have acted sooner/âmore strongly based on this. Itâs a sign of manipulative psychological stuff/âpressure.â
Advice for getting more clarity:
âWrite down exactly what you think has happened, as clearly and explicitly as possible (initially for your own understanding).
Figure out who you can work with to understand what is going on â ideally someone familiar with the situation, keen to do the right thing about it, and unlikely to use anything you share for other purposes. This may mean managing a tradeoff between getting help and avoiding harmful information leaks.
Write down possible ways the situation could evolve.
Write down what you want to happen.
Write down what you expect the chain of effects of your planned actions to be.â
âTalk to people not in EA/âfriends: they probably have more perspective.â
â(Especially if youâre young) talk to older peopleâparents, family friends etc.â
âItâs probably really hard to turn this into useful advice and you should beware the unilateralistâs curse etc. But most EA organizations donât have any assets apart from their staff. If the staff decide to leave and set up a new organization, they just⊠can?â
âIt can feel kind of weird or uncooperative to say âIâm quitting unless the leader leaves.â But if thatâs your plan, itâs totally fine to tell the board that itâs your plan: youâre just reporting your conditional plan. (I did this, Iâm glad I did it, probably I should have decided on this conditional plan sooner.)â
Thereâs a coordination problem. The first person takes the biggest risk if they say âI will quit if X happens.â But that makes it easier for more people to join together.
âBe more willing to quit (and maybe start something similar-but-new, or maybe just go and do something else useful)â
âYou could all just leave and start your own thing.â
âAlso maybe it will really hurt the org [if you quit] but you need to stay sane and well (both for impact and because you matter).â
âIf you think somethingâs going severely wrong where you donât really have much of a personal stake (i.e. your concern isnât something youâre personally strongly affected by), itâs probably a good idea to allocate substantial time (like e.g. a month of your work time) into figuring this out and possibly depose someone.â
More notes
Cultural risk factors one person noted: the org had some characteristics of a high-control group. You felt you were in this very small vanguard of people who really cared about impact, you felt distant from the rest of the world. A lot of young people with little savings, their income and friendships were all bound up in this group, it was scary to think about leaving or about what if the org explodes. The person thinks thatâs less of a problem with most EA orgs now than in that case.
âSelf-deception is much more common than deliberate lying (at least among people who generally see themselves as altruistic). Even people professing crazy-seeming beliefs usually really do believe them. I think this will apply a lot to people concerned about AI orgs.â
A person in leadership is probably really smart and capable. If they want to hide something, theyâre probably good at that.
âThe things other people find concerning about the situation might not be the same as what you find concerning.â
âIâm naturally a âpeacemakerââI want everyone to get along, to solve problems, want us to all be on the same side. I think that maybe lots of EAs are like this, and I think theyâre possibly particularly easy to manipulate, and particularly easy to get stuck in trying to make things work.â
âA problem that I donât have a solution to is that there often arenât great alternatives [to the current leader]. . . . maybe the solution here is that CEA needs some leadership development program or somethingâ [note from Julia: someone wondered if the reference to CEA was accidentally identifying where the speaker worked, but my understanding is this was a general reference to a service the speaker thought CEA could offer.]
âIn tense situations, itâs often hard to tell the difference between:
people who are right,
people acting in good faith who are mistaken,
people who truly believe in what theyâre doing but have deluded themselves, and
people who are lying about what they believe.â
One person saw an example of an org where one staff member accused the leader of being a toxic/âdangerous personality, but couldnât get the support of board or other staff on this claim. This person thought it was correct to keep the leader.
One person recommended this writeup on malevolent actors. âOf course the scope is very different, but I think itâs the same type of problem â trying to seize power for oneâs gain.â
One person recommended Robert Suttonâs work such as Good Boss, Bad Boss.
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Thanks for the write-up, Julia. Iâll say that this dovetails with my experience working in the non-EA world, including in organizations where things went really, really bad.
My main recommendation is that, even if it is hard, staff stand up for themselves and their colleagues, and to push back against bad bossesâsomething that is necessary even if not sufficient. This goes double for those of us who are senior staff:
(1) You are harder to replace and your opinion carries more weight
(2) You have more working experience, and unlike your more junior colleagues, you know that whatâs happening isnât normal and isnât acceptableâsomething that isnât necessary obvious for someone for whom this is their first job our of university.
(3) You may be more financially secure, but this depends (e.g. new mortgages and kids, or being on a work visa make things harder).
(4) Your silence is tacit acceptance.
I want to go a step further, and suggest that it is morally valuable to put yourself in positions where it is easier to stand up for yourself and others. One of the most legible ways is to keep savings high and expenses low*, so you can afford to get fired.
*Although going too low can have a self-abnegating effect in some people that makes things worse, so be careful with this.
Thanks for doing this project and sharing all this!
One thought I had is that a lot of the advice here is about ways to check or restrain leadership, and this seems pretty valuable for helping in situations where leadership fails dramatically. But I wonder how reliant this is on the fact that we are selecting on cases where leadership failed. Sometimes the board will fail dramatically, or staff will fail dramatically, and in those cases advice which sort of boils down to âstrengthen staff and boardâ might be counterproductive.
This is a good point â Iâve (anecdotally) seen one organization âgo off the railsâ because of a staff member who was behaving unethically but the CEO didnât feel like they had a mandate to just fire them without going through a bunch of formal process.
I guess itâs by definition hard to precisely describe when one should deviate from a standard process; perhaps âget feedback from a bunch of expertsâ is the best advice you could give a CEO in such a situation.
I realize I am saying âsomeone shouldâ, but it might be interesting to go through this list point-by-point in retrospective and see how it applied to the OpenAI situation.
When you are a start-up non-profit, it can be hard to find competent people outside your social circle, which is why I created the EA Good Governance Project to make life easier for people.
I think itâs important:
To put in place good practices (e.g. board meeting without the CEO regularly) BEFORE they are needed.
For FUNDERS to ask questions about effective governance and bear responsibility when they get it wrong.
Coming from a legal background, this is the source of so much frustration. If youâre best friends you need the agreement even more, because it allows the friendship to survive a major disagreement by having procedures. Not having an agreement like this turns a multi-hour mediation session into a multi-year court battle.
If your friend baulks at making such an agreement, it doesnât bode well for handling other uncomfortable conversations.
Concerning the rest of the post, Iâve been fairly flabbergasted how many orgs with so much funding have almost no standardised internal policies and procedures. Hire a lawyer for a few weeks guys. Itâs much less expensive than a court case, where youâll be needing them for years.